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State of Health Estimation of Lithium-ion Batteries Based on Health Indicators and Improved BiGRU Neural Network

Release date:2026-09-20  Number of views:12   Amount of downloads:9   DOI:10.19457/j.1001-2095.dqcd27039

       Abstract:Accurate estimation of the state of health(SOH)of lithium-ion batteries is crucial for enhancing

their safety and extending their service life. To address the limitations of existing data-driven methods in capturing

health indicators and achieving sufficient model generalization,an SOH estimation method based on hybrid

degradation features and an improved bidirectional gated recurrent unit(BiGRU)neural network was proposed.

First,by integrating charge-discharge curve features with parameters of a second-order equivalent circuit model,a

multidimensional hybrid health indicator was constructed to comprehensively characterize battery degradation

behavior. Then,an improved Harris Hawks optimization(IHHO)algorithm combining chaotic initialization,

nonlinear decreasing factor,and Cauchy-Gaussian hybrid mutation was employed to optimize the BiGRU

hyperparameters. Meanwhile,a self-attention(SA)mechanism was incorporated to build the IHHO-BiGRU-SA

model. Finally,the proposed model was validated using CALCE and NASA battery datasets. Experimental results

show that compared with traditional methods,the proposed IHHO-BiGRU-SA model averagely reduces the mean

absolute error(MAE)and root mean square error(RMSE)by 46.0% and 43.9% on the CALCE dataset,and by

39.3% and 38.7% on the NASA dataset,respectively. These results demonstrate that the proposed method achieves

high estimation accuracy and excellent generalization performance in SOH estimation.


        Key words:lithium-ion battery;state of health(SOH)estimation;improved bidirectional gated recurrent unit (BiGRU);hybrid health indicator


     Format Citation:陈将宏,杨昊,杨志淳,等. 基于混合健康因子和改进BiGRU神经网络的锂电池SOH估计[J].电气传动,2026,56(09):64-74. CHEN Jianghong,YANG Hao,YANG Zhichun,et al. State of health estimation of lithium-ion batteries based on health indicators and improved BiGRU neural network [J].Electric Drive, 2026,56(09):64-74.

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